Trademark/Service Mark Application, Principal Register, with Declaration

PTO Form 1478 (Rev 4/2000)

OMB Control #0651-0009 (Exp. 08/31/2004)

Trademark/Service Mark Application, Principal Register, with Declaration

Serial Number: 78291813
Filing Date: 08/25/2003

The table below presents the data as entered.

Input Field	Entered
MARK	TRADEWATCH
OWNER
NAME	NYFIX, Inc.
STREET	Stamford Harbor Park 333 Ludlow Street
CITY	Stamford
STATE	CT
ZIP/POSTAL CODE	06902
COUNTRY	USA
LEGAL ENTITY
TYPE	CORPORATION
STATE/COUNTRY OF INCORPORATION	New York
ATTORNEY
NAME	Jason M. Drangel
FIRM NAME	Bazerman & Drangel
INTERNAL ADDRESS	Suite 820
STREET	60 East 42nd Street
CITY	New York
STATE	NY
ZIP/POSTAL CODE	10165
COUNTRY	USA
PHONE	212-292-5390
FAX	212-292-5391
EMAIL	bdpc@ipcounselors.com
AUTHORIZED EMAIL COMMUNICATION	Yes
ATTORNEY DOCKET NUMBER	1100-11
OTHER APPOINTED ATTORNEY(S)	Steven H. Bazerman
CORRESPONDENCE
NAME	Jason M. Drangel
FIRM NAME	Bazerman & Drangel
INTERNAL ADDRESS	Suite 820
STREET	60 East 42nd Street
CITY	New York
STATE	NY
ZIP/POSTAL CODE	10165
COUNTRY	USA
PHONE	212-292-5390
FAX	212-292-5391
EMAIL	bdpc@ipcounselors.com
AUTHORIZED EMAIL COMMUNICATION	Yes
GOODS AND/OR SERVICES
INTERNATIONAL CLASS	009
DESCRIPTION TEXT	computer software and hardware, namely, securities trading monitoring applications
FILING BASIS	Section 1(a)
FIRST USE ANYWHERE DATE	07/31/1999
FIRST USE IN COMMERCE DATE	07/31/1999
SPECIMEN FILE NAME(S)	\\ticrs\EXPORT6\IMAGEOUT6\782\918\78291813\xml1\APP0002.JPG
SPECIMEN DESCRIPTION	The specimen shows the trademark as it appears on labels for the goods
SIGNATURE INFORMATION
SIGNATURE	/jason m. drangel/
SIGNATURE DATE	08/25/2003
SIGNATORY NAME	Jason M. Drangel
SIGNATORY POSITION	attorney for applicant
PAYMENT
NUMBER OF CLASSES	1
NUMBER OF CLASSES PAID	1
SUBTOTAL AMOUNT	335
TOTAL AMOUNT	335
RAM SALE NUMBER	85
RAM ACCOUNTING DATE	08/26/2003
FILING INFORMATION
SUBMIT DATE	Mon Aug 25 15:27:57 EDT 2003
TEAS STAMP	USPTO/BAS-XXXXXXXXXX -2003082515275705824 5-78291813-200435b6f 19619c902e7d9813dbf4 ebb557-CC-85-2003082 5152641139715

PTO Form 1478 (Rev 4/2000)

OMB Control #0651-0009 (Exp. 08/31/2004)

Trademark/Service Mark Application, Principal Register, with Declaration

Serial Number: 78291813
Filing Date: 08/25/2003

To the Commissioner for Trademarks:

MARK: TRADEWATCH

The applicant, NYFIX, Inc., a corporation of New York, residing at Stamford Harbor Park 333 Ludlow Street , Stamford, CT USA 06902, requests registration of the trademark/service mark shown on the drawing page in the United States Patent and Trademark Office on the Principal Register established by the Act of July 5, 1946 (15 U.S.C. Section 1051 et seq.), as amended.

The applicant, or the applicant's related company or licensee, is using the mark in commerce, and lists below the dates of use by the applicant, or the applicant's related company, licensee, or predecessor in interest, of the mark on or in connection with the identified goods and/or services. 15 U.S.C. Section 1051(a), as amended.

International Class 009: computer software and hardware, namely, securities trading monitoring applications

In International Class 009: the mark was first used at least as early as 07/31/1999, and first used in commerce at least as early as 07/31/1999, and is now in use in such commerce. The applicant is submitting or will submit one specimen for each class showing the mark as used in commerce on or in connection with any item in the class of listed goods and/or services, consisting of a(n) The specimen shows the trademark as it appears on labels for the goods.
Specimen - 1

The applicant, hereby appoints Jason M. Drangel and Steven H. Bazerman of Bazerman & Drangel, Suite 820, 60 East 42nd Street, New York, NY USA 10165 to submit this application on behalf of the applicant.

A fee payment in the amount of $335 will be submitted with the application, representing payment for 1 class(es).

Declaration
The undersigned, being hereby warned that willful false statements and the like so made are punishable by fine or imprisonment, or both, under 18 U.S.C. Section 1001, and that such willful false statements, and the like, may jeopardize the validity of the application or any resulting registration, declares that he/she is properly authorized to execute this application on behalf of the applicant; he/she believes the applicant to be the owner of the trademark/service mark sought to be registered, or, if the application is being filed under 15 U.S.C. Section 1051(b), he/she believes applicant to be entitled to use such mark in commerce; to the best of his/her knowledge and belief no other person, firm, corporation, or association has the right to use the mark in commerce, either in the identical form thereof or in such near resemblance thereto as to be likely, when used on or in connection with the goods/services of such other person, to cause confusion, or to cause mistake, or to deceive; and that all statements made of his/her own knowledge are true; and that all statements made on information and belief are believed to be true.

Signature: /jason m. drangel/   Date: 08/25/2003
Signatory's Name: Jason M. Drangel
Signatory's Position: attorney for applicant

Mailing Address:
     Jason M. Drangel
     Suite 820
     60 East 42nd Street
     New York, NY 10165

RAM Sale Number: 85
RAM Accounting Date: 08/26/2003

Serial Number: 78291813
Internet Transmission Date: Mon Aug 25 15:27:57 EDT 2003
TEAS Stamp: USPTO/BAS-XXXXXXXXXX-20030825152757058245-78291813-200435b6f19619c902e7d9813dbf4ebb557-CC-85-20030825152641139715